Judi Oates

Group Compliance Officer

Judi is a qualified Company Secretary with fifteen years experience of working in the financial services sector. Prior to joining Finance Wales Judi was Legal Services Manager for an International Life Assurance Company with offices in Dubai, Hong Kong, Cyprus and the Isle of Man.  In 2000 she moved to Wales to take up the position of Assistant Company Secretary at Hyder plc where she had specific responsibility for the Investment Division and joint venture businesses. 

Judi is Company Secretary and Group Compliance Officer with responsibility for corporate governance and compliance matters for Finance Wales plc and its subsidiary companies.   

As part of her role Judi has been approved by the Financial Conduct Authority to perform the compliance oversight function for regulated fund management activities performed by FW Capital Limited.

Judi is an Associate Member of the Institute of Chartered Secretaries and Administrators and  successfully completed the Common Professional Examination and Law Society Finals Examination.